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Information waivers for assessment certificate applications
Descriptions of information waivers and justifications you can request when applying for an assessment certificate.
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Who should read this and when?
Anyone who wishes to submit a certificate application is required to provide information related to their chemical. This guidance is to assist anyone planning to submit an assessment certificate application in understanding when it is appropriate to request an information waiver and justifications that we would accept.
What are information waivers?
Information waiving refers to omitting certain required information about the chemical in a certificate application.
When applying for an assessment certificate, you need to provide information on the:
- physical and chemical properties
- environment-related endpoints
- human health-related endpoints
of the chemical you wish to introduce. We need this information for risk assessment of your chemical. The type of information you’ll need to give us depends on your application type. If requesting an information waiver on certain properties or endpoints, you will need to provide a reason or justification for not submitting the required information about your chemical. You can choose a justification from the lists below (see 'Information waiver justifications in IUCLID6' and 'Information justifications not in IUCLID6' below). Alternatively, you can provide your own justification.
Please note for specified class of introductions, the information requirements may override the information waivers in this guidance.
When we assess an application, we will consider all available information from:
- in vitro tests
- in vivo tests
- human evidence/studies
- data from suitable analogues
- valid Quantitative Structure-Activity Relationship (QSAR) data on a case-by-case basis.
Any information you provide must also comply with our policy on animal test data.
Find out more about animal test data
We recommend that you first search for any existing information before looking to commission a study.
How to request an information waiver
You can request an information waiver in the certificate application form or in IUCLID6.
Information waiver justifications in IUCLID6
The IUCLID6 software (used for assessment certificate applications) has built-in information waiver and justification options you can choose when applying. Your information waiver options include:
- Study technically not feasible
- Study scientifically not necessary / other information available
- Exposure considerations
- Study waived due to provisions of other regulation
- Other justification
If the first 4 options do not apply, you can choose the “Other justification” option. This will allow you to type in your own justification. We may request further information from you if required.
See the most used information waivers for each endpoint, and their built-in justifications from IUCLID6 below. To ensure we align with international best practise, we have adopted many of the information waiver justifications a number of OECD member countries use.
Click here to skip this list and go to information waivers justifications not in IUCLID6.
We update both information waiver lists on this page from time-to-time. Make sure you check you are using the latest version of this guidance each time you request an information waiver.
IUCLID6 information waivers for environment related endpoints
IUCLID6 information waivers for human health related endpoints
Information waiver justifications not in IUCLID6
Where the justification you wish to use is not in IUCLID6, you can also check our 'Information waiver justifications not in IUCLID6' list. You can use one of the justifications on this list for us to consider in your certificate application.
For information waiver justifications not included in IUCLID6, choose the “Other justification” option and input the justification in the free text box.
We will also consider justifications that are not in our list or built into IUCLID. We may request further information if required.
Check the following:
A waiver can be applied for if your chemical:
Melting point / freezing point
- is a salt that is only stable as an aqueous solution
- has a melting point/freezing point less than or equal to -25 °C or greater than 300 °C
- undergoes a chemical reaction or decomposes. In this case, the temperature of the chemical reaction/decomposition point must be provided
- has a pour point or softening point, which is more applicable to be provided
- is a gas at room temperature and pressure
- is a PLC or low concern biopolymer
Boiling point
- is a salt that is only stable as an aqueous solution
- has a sublimation point, which is more applicable to be provided
- is a PLC or low concern biopolymer
Density
- is a gas. In this case, an estimation based on its molecular weight and the Ideal Gas Laws must be provided
- is a PLC or low concern biopolymer
Vapour pressure
- has a melting point between 200 °C and 300 °C. In this case, a limit value based on measurement or a recognised calculation method must be provided
- has a molecular weight greater than 1,000 g/mol.
- is an ionic solid
- is a PLC or low concern biopolymer
Partition coefficient
- is hydrolytically unstable (t½ less than 12 hours)
- is expected to have log Kow greater than 7
- has a water solubility greater than 5 g/L
- is a PLC or low concern biopolymer
Water solubility
- is produced in an aqueous solution and is not available in an isolated form
- is surface active and forms a stable emulsion in water, which cannot be separated by filtration or centrifugation methods
Flash point
- has an estimated flashpoint greater than 200 °C
- has a flashpoint that can be accurately predicted by interpolation from existing characterised material
- will be introduced at a volume less than 1000 kg per year
Auto flammability
- will be introduced at a volume less than 1000 kg per year
Flammability
- will be introduced at a volume less than 1000 kg per year
Explosiveness
- will be introduced at a volume less than 1000 kg per year
Oxidising properties
- the preliminary test indicates the chemical has oxidising properties (i.e. full test does not need to be conducted)
- will be introduced at a volume less than 1000 kg per year
Hydrolysis as a function of pH
- is readily reactive in the presence of water or moisture
- is a PLC or low concern biopolymer
Adsorption/desorption
- is hydrolytically unstable (t½ less than 12 hours)
- has a water solubility of less than 0.01 mg/L or the water solubility cannot be measured analytically
- is an inorganic compound
- is a gas at room temperature and pressure
- is a high molecular weight polymer
- is a PLC or low concern biopolymer
AICIS will not require information if your chemical:
Persistence
- is inorganic
- is a biological chemical
Bioaccumulation
- has a molecular weight greater than 1000g/mol
- is a high molecular weight polymer with
- less than 25% low molecular weight oligomeric species less than 1000g/mol
- less than 10% low molecular weight oligomeric species less than 500g/mol
- is an inorganic chemical
- is a gas that is not expected to partition to the aquatic compartment
- has a solubility in water that is greater than 5 g/L, measured following an acceptable test guideline for water solubility
- has a low potential for bioaccumulation based on log Kow less than 4.2 and a low potential to cross biological membranes
- has a low potential for bioaccumulation based on log Kow less than 4.2
Aquatic toxicity
- has a molecular weight greater than 1000 g/mol and has a low cationic density
- is a high molecular weight polymer that has a low cationic density
- is a non-toxic, non-reactive gas that is not expected to partition to the aquatic compartment
- is a substance covered by Entry 9 of Annex V of the REACH regulation
AICIS will not require information if your chemical:
Acute toxicity*
- is severely irritating to the skin (GHS Category 1) or likely to be corrosive to the skin i.e. the chemical is a strong acid (pH less than or equal to 2.0) or base (pH equal to or greater than 11.5), together with high buffering capacity (if relevant)
- is spontaneously flammable in air or in contact with water or moisture at room temperature
- is a high molecular weight polymer that has less than 5% by mass of molecules with molecular weight less than 1000 g/mol, or less than 2% by mass of molecules with molecular weight less than 500 g/mol
- if a NOAEL equal to or greater than 1000 mg/kg bw/day was demonstrated in an oral subacute toxicity study on your chemical or from suitable read-across information**
* Information required on either acute oral, dermal or inhalation toxicity
** Acute dermal or acute inhalation toxicity only
Skin corrosion/irritation
- is a strong acid (pH less than or equal to 2.0) or base (pH equal to or greater than 11.5), together with high buffering capacity (if relevant)
- is spontaneously flammable in air or in contact with water or moisture at room temperature
- is acutely toxic via the dermal route (GHS Category 1)
- is not irritating to the skin in a study conducted following OECD test guidelines 402 or draft 434 results, when tested at 2,000 mg/kg bw
Eye damage/irritation
- is a strong acid (pH less than or equal to 2.0) or base (pH equal to or greater than 11.5), together with high buffering capacity (if relevant)
- is spontaneously flammable in air or in contact with water or moisture at room temperature
Skin sensitisation
- is a high molecular weight polymer that:
- contains only low concern functional groups, or
- the only high concern functional groups are unsubstituted positions ortho and para to phenolic hydroxyl groups, or
- has a combined functional group equivalent weight of equal to or greater than 1000 g/mol, or
- is spontaneously flammable in air or in contact with water or moisture at room temperature.
- exposure considerations – workplace use only; not used for consumer applications
Repeat dose toxicity
- is corrosive or severely irritating to the skin (GHS Category 1) or likely to be corrosive to the skin i.e. the chemical is a strong acid (pH less than or equal to 2.0) or base (pH equal to or greater than 11.5), together with high buffering capacity (if relevant), or
- is spontaneously flammable in air or in contact with water or moisture at room temperature, or
- is a high molecular weight polymer, or
- is included in the GRAS for FDA Inventory Notice (GRAS Substances (SCOGS)) Database as a Type 1 Conclusion, unless the GRAS conclusion does not apply to the exposures expected from the industrial use of the chemical.
Genetic toxicity
- is included in the GRAS for FDA Inventory Notice (GRAS Substances (SCOGS)) Database as a Type 1 Conclusion, unless the GRAS conclusion does not apply to the exposures expected from the industrial use of the chemical. or
- is a high molecular weight polymer
- is spontaneously flammable in air or in contact with water or moisture at room temperature.
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